Regulatory Compliance Specialist (RCS)

Our study guide teaches the scope of compliance with regulator instructions according to the laws and regulations of various countries. It also dives into the compliance department’s relationship to other departments within an institution — like the legal department and the internal audit department — and how to handle large quantities of local and international regulations to determine compliance responsibility. Lastly; our guide explores the compliance testing and examinations process and how it differs from an internal audit review while helping you implement a risk-based compliance approach and determine the inherited and residual risk of each regulation and how to report violations.