Introduction to the Financial Conduct Authority (FCA)

Online Course • The Access Group

About the CPD course

The activities in this pathway provide an introduction to the Financial Conduct Authority (FCA); the main regulator for financial services and claims management companies in the UK. The pathway begins by explaining what regulated firms are; and how the FCA regulates them. The FCAs objectives and its Handbook are introduced and we examine the powers the FCA has been granted. We end the pathway by outlining the regulatory bodies the FCA has a relationship with and how its approach to supervising firms works in practice. This course is suitable for all staff working in banking; lending; insurance; financial services; investments or claims management companies and requires no previous regulatory knowledge or experience.

CPD Provider

The Access Group

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The Access Group

The Access Group is a leading provider of business management software to mid-sized UK and Asia Pacific organisations. It helps more than 47,000 customers across commercial and not-for-profit sectors become more productive and efficient.