Dealing and Managing

Online Course • Cosegic

About the CPD course

A 45-minute online training course designed to provide staff training for investment firms on FCA Handbook COBS 11. The course described the definition of ‘Dealing’ and ‘Managing’ defined by the FCA and explained the main rules relating to these activities; including Best Execution; Client Order Handling; Client Limit Orders and Personal Account Dealing.

CPD Provider

Cosegic

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Cosegic

Founded in 2003, Cosegic is one of the UK's leading compliance consultancies providing assistance with FCA authorisation, SEC registration, ongoing consulting, prudential services, online training and compliance software. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.