SM&CR Conduct Rules

Online Course • Cosegic

About the CPD course

Under the Senior Managers and Certification Regime (SM&CR); FCA and PRA regulated firms are required to train their staff on Conduct Rules. Conduct Rules are a set of enforceable rules that set basic standards of good personal conduct for financial services firms to help shape the culture; standards and policies of firms and promote positive behaviours that reduce harm. This course allows the learners to understand the Conduct Rules set by the regulators and ensure the minimum standards are held.

CPD Provider

Cosegic

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Cosegic

Founded in 2003, Cosegic is one of the UK's leading compliance consultancies providing assistance with FCA authorisation, SEC registration, ongoing consulting, prudential services, online training and compliance software. What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience, we offer an outstanding service interpreting the regulations and providing practical, usable advice and solutions that work for your business and the regulator.